The first step is the formation of a lewis adduct between the ester carbonyl and Dibal-H (the carbonyl lone pair being the lewis base and the aluminum
center being the lewis acid). The hydride on the aluminum center then attacks the carbonyl carbon which is conveniently situated close to the hydride,
forming a neutral aluminum alkoxide. THF forms another complex with the aluminum center and facilitates its removal from the carbonyl oxygen. What is
left is a hemiacetal, which rearranges with loss of R2OH to give an aldehyde. The same mechanism is then repeated on the newly formed aldehyde
carbonyl, except this time followed by protonation of the alkoxide to give an alcohol.
The sequence of hydride attacking carbonyl carbon -> formation of alkoxide with hydride counterion -> hydrolysis of alkoxide is a
common motif among carbonyl reductions with hydride or hydride equivalents. The details of the mechanisms are different for every reaction but the
overall idea is common to several. |